Where a TE activity is for acquisition for scenic preservation purposes, and proposes to
contribute to the visual experience of the traveler, but is a substantial distance away
with respect to a highway or transportation project, the TE activity must be determined to
make a substantial contribution to the scenic viewshed.
Given the nature of the list of eligible activities, it is not necessary that each TE
activity be associated with a specific highway or transportation facility to be eligible
for funding. Examples which illustrate this include; the rehabilitation of a historic
train structure, the provision of bicycle and pedestrian trails, or the establishment of a
transportation museum.
Proximity to a highway or transportation facility alone is not sufficient to establish a
relationship to surface transportation. Additional discussion, beyond proximity, is needed
in the project application to establish the relationship to transportation. For example,
an historic building that happened to be adjacent to a particular highway facility would
not automatically be considered eligible simply because of its location. For this to
qualify, documentation would be required to demonstrate that the building=s visibility to
the traveler enhances the traveling experience. Conversely, a historic structure should
not be disqualified from consideration because it is not adjacent to a particular highway
facility, as long as some other relationship to surface transportation can be established.
It is not necessary to have a TE activity function as an active transportation facility,
either past or current, to qualify as an eligible TE activity. For example, a scenic or
historic site may have a relationship to transportation but not function as a
transportation facility.
Once a relationship to surface transportation is established, TE activities can be
implemented in a number of ways. They can be developed as parts of larger transportation
projects, as parts of larger joint development projects, or as stand-alone projects.
Actions are not eligible for TE funding if the proposed action is a requirement or a
standard feature routinely included in the construction of a highway or transportation
facility. For example, any required environmental or cultural resource mitigation
activities, sidewalks as part of urban roadway reconstruction, or other standard
pedestrian and bicycle features routinely included in highway projects. TE activities may
be combined with other work and funded separately (a split funded project) if the
enhancement activity would not normally be funded and constructed as part of the other
work. An example could be using enhancement funds to provide additional landscaping or a
separate bicycle trail that may not routinely be included in a resurfacing, restoration
and rehabilitation project. Routine maintenance on any type of facility is also not
eligible for enhancement funding.
Environmental Requirements
All TE funded activities are subject to the National Environmental Policy Act of 1969
(NEPA). Considerable flexibility and streamlining of the NEPA process is available for TE
projects, and many projects qualify as type 1 or programmatic categorical exclusions,
which are documentation processes that can simplify and expedite the NEPA process. TE
project applicants and sponsors are encouraged to discuss the NEPA requirements with the
appropriate Florida DOT Enhancement Coordinator if not familiar with NEPA issues.
Real Estate Requirements
All TE funded construction activities must be located on property where the public has a
valid property interest. A valid public interest may be out right ownership by a local
government, a lease, a property easement, or a deed restriction that protects the
investment of funds for the expected useful life of the project. An exception to this
requirement is for enhancement projects for control of outdoor advertising which, because
of the nature of outdoor advertising, permit federal funds to be utilized for the removal
and control of outdoor advertising signs which are located on private property. Another
exception relates to the preservation, rehabilitation, or operation of historic sites.
Projects of this nature may be undertaken on private property if proper deed restrictions
and/or use agreements are obtained to protect the public property interest.
The general rule of thumb for the public property interest involving significant federal
investments is that the public interest in, and access to the activity should be in
perpetuity. However, the extent of real property interest needed for the protection of the
public interest in the expenditure of TE funds is somewhat dependent on the nature and
magnitude of the expenditure. For example, if the project were simply to provide a gravel
parking lot to be used to enhance a transportation use on lands under state ownership, a
limited property use agreement would be sufficient. An expenditure of $5,000 for a gravel
parking lot with an agreement that the lot would be retained in that use for 5-7 years
would seem to be reasonable.
The expenditure of $1,000,000 to rehabilitate a historic train station would require a
much longer time period to amortize the public investment. It would not be appropriate to
spend the money to enhance the train station without a commitment that it would not be
demolished, the historic integrity destroyed the next year, or the planned use for which
the award was granted substantially changed. Major expenditures warrant that consideration
be given to how, following the investment, the property will be maintained and what will
be the source of financial resources for necessary repair, renewal and rehabilitation.
It is important that the applicant discuss how and for what purposes the property will be
utilized following the rehabilitation. Where properties are to be leased with the income
going to the applicant, it is appropriate that consideration be given to a portion of the
proceeds going to the future maintenance of the structure with accounting consideration to
allow for reserve funds for replacements.
Acquisition of real estate for TE projects is subject to the Federal Uniform Relocation
Assistance and Acquisition Policies Act. The requirements of the Act apply regardless of
the funding source for the actual acquisition. Conformity with the Uniform Act is not an
issue or requirement for property already in public ownership, but will apply to all
acquisitions that take place after it is planned or anticipated to use TE funds in any
phase of the project. Proposed enhancement projects that are located on property not
currently in public ownership should be coordinated with the Florida DOT Right of Way
personnel.
Design and Construction Requirements
The implementation of TE projects may be undertaken by the Florida DOT , a local
government, or, in some cases, by a private non-profit organization. Design guidelines
vary for each TE activity, and many are listed under the specific TE activity
requirements. Design requirements as well as requirements for plan and specification
documents will depend on the organization performing the work. If the TE project is
implemented by an organization other than the Florida DOT, these requirements will be
outlined in an agreement between the Florida DOT and that organization. Design and
construction contracting must comply with federal acquisition procedures. Funding provided
through the TE program is based on a reimbursement process that requires prior approval
and authorization of any work activity for it to be eligible for reimbursement, with the
reimbursement coming after an expenditure has been made by the implementing organization.
Maintenance and Operations Requirements
TE funds are generally not to be used for the operation and/or long term maintenance of
eligible TE activities. The exception to this provision is the TE activity for
rehabilitation and operation of historic transportation buildings, structures, or
facilities (including historic railroad facilities and canals). Funding may be available
for the operations of such facilities for limited periods of time. This could include all
reasonable costs for the facility to function including administrative costs, costs of
utilities and rent, and other costs associated with the continuous operations of the
facility. The determination of what constitutes reasonable costs and the duration of this
funding will need to be agreed to by the Florida DOT.
All TE projects for acquisition or construction efforts must be maintained and/or operated
for the intended project purpose to protect the public investment. This is usually the
responsibility of the project sponsor or the organization that owns the property on which
the TE project is located. A written maintenance agreement will be required before funding
is made available for the TE project. The maintenance agreement should outline the
strategies for upkeep and operation for the expected or reasonable service life of the
project.
The future maintenance of a project is similar to the protection of the public interest
the property.
The general rule of thumb on maintaining projects involving significant federal
investments is that the facility be preserved so that it will perform its function
throughout the anticipated service life of the project. Establishing a service life for
the time period that a facility must be maintained is somewhat dependent on the purpose of
the project and the magnitude of the expenditure. For example, if the project were simply
to provide $5,000 for a gravel parking lot to be used to enhance a transportation use, a
limited service life would be sufficient and preservation of the gravel parking lot for
5-7 years would seem to be reasonable. The expenditure of several million dollars to
provide a new multi-use trail would have a much longer anticipated service life. It would
be reasonable to expect a facility like this to be preserved for a period of 12-20 years
to amortize the public investment.
Specific Transportation Enhancement Activity Requirements
Provision of facilities for pedestrians and bicycles
Bicycle/pedestrian facilities must meet or exceed standard provisions for the safe
accommodation of non-motorized users on or along roadways, as indicated in the
Department's approved design standards. Facilities for pedestrians and bicycles are not
eligible for enhancement funding when, in accordance with Department design procedures,
they should be included as incidental or routine components of other transportation
projects. Sidewalks, bike lanes, paths and other elements typically called for in state
and federal guidelines are to be included in all roadway and transportation projects when
warranted. Enhancement funds can be used to augment such projects, complete gaps on
existing corridors, link existing facilities, and otherwise help complete a comprehensive
system.
Bicycle/pedestrian facilities must meet the most recently approved planning and design
requirements of the following: (1) American Association of State Highway Transportation
Officials (AASHTO): Guide for the Development of Bicycle Facilities, (2) FDOT: Florida
Bicycle Facilities Planning and Design Handbook, (3) FDOT: Pedestrian Facilities Planning
and Design Handbook, (4) the Americans with Disabilities Act Architectural Guidelines and
(5) FDOT: Plans Preparation Manual.
Bicycle/pedestrian facilities must be supported by a local or regional plan where
applicable. All bicycle/pedestrian facilities and their features must be available and
accessible to the general public during hours of operation.
Examples of Qualifying Activities.
New facilities:
-Separate bicycle paths/multi-use trails
-Feeder routes
-Bicycle/pedestrian grade separations
-Bicycle parking facilities
Improvements along existing roadways:
-paved shoulders
-bike lanes
-sidewalks (including sidewalks that complete systems identified in a community pedestrian
plan)
-drainage modifications to accommodate bicycle/pedestrian facilities
Amenities such as:
-seating
-pedestrian lighting
-informational signage and/or kiosks
-parking
-handrails
-rest rooms
-bicycle lockers and showers
-bike racks on transit vehicles or at transit facilities
Examples of Non-Qualifying
Facilities.
-Construction activities within roadway
corridors that have road construction activities programmed in the five-year work program
for similar work.
-Replacement or reconstruction of existing sidewalks, paths and paved shoulders.
-Retrofitting existing pedestrian or bicycle facilities for the sole purpose of meeting
ADA requirements or to meet any other state or federal requirement.
-Installation of street lighting or traffic signals that are not warranted solely for
bicycle/pedestrian needs.
-Bicycle paths/multi-use trails completely contained within a single land use (such as a
loop trail or exercise path within a park) that are not serving as an basic segment of a
connected pedestrian or bicycle travel network.
Provision of safety and
educational activities for pedestrians and bicyclists.
This includes non-construction safety-related activities and the reasonable costs to
provide safety and educational activities such as bicycle and pedestrian safety training,
cost of facilitators and classes. It may also include related training materials such as
brochures, videotapes, other training aids, as well as rent for leased space and limited
staff salaries. Long term salary participation should be avoided. TE proposals should be
written to reflect a definitive period for participation. When salaries are proposed as
part of the TE project, they should be negotiated as part of the local buy-in to the
project.
The funded activities must be accessible to the general public or targeted to a broad
segment of the general public. The activities must show a relationship to the surface
transportation system, and as with all bicycle and pedestrian activities under the TE
program, bike and pedestrian projects need not be located on Federal-aid highway routes,
and are for non-construction activities. The development of campaigns, programs,
educational materials including maps and brochures, and pedestrian and bicycle enforcement
activities are encouraged to integrate safety messages and educational opportunities for
bicyclists and pedestrians. These activities should be coordinated with other safety
programs and funding opportunities provided through local Community Traffic Safety
Programs.
Acquisition of scenic easements and scenic or historic sites.
This category may be applied to the purchase, donation, transfer, or trade of lands which
possess significant aesthetic, historic, archaeological, cultural, natural, visual, or
open space values, including, but not limited to, land and property listed in or eligible
for listing in the National Register of Historic Places.
For the acquisition of historic sites, the proposed historical or archaeological resource
must be listed or potentially eligible for listing on the National Register of Historic
Places (NRHP) as determined by the State Historic Preservation Officer (SHPO).
Project sponsors should be especially aware of the Real Estate Requirements applicable to
all TE activities when proposing this type of project.
Scenic or historic highway programs, (including the provision of tourist and
welcome center facilities).
This category covers protection and enhancement of state or federally designated scenic or
historic highways. Funds may be used for projects that will protect and enhance the
scenic, historic, cultural, natural, and archaeological integrity and visitor appreciation
of an existing highway and adjacent area.
Projects to be funded under this category for scenic or historic highway activities will
be determined eligible only if the application provides documentation that the highway is:
1) designated as scenic or historic by state or federal legislation; or 2) designated or
determined to be eligible for designation through Department's Scenic Highways Program
(Section 335.093, F.S.). Highways designated and approved through Department's Scenic
Highways Program are intended to preserve, maintain, and protect a part of Florida's
cultural, historical, and scenic resources.
Examples of scenic or historic highway projects include: interpretive plaques or
restoration of historic lighting standards; historic aesthetic treatment on retaining
walls and guardrails; aesthetically pleasing bridge rails for use on scenic highways or in
areas of high visual sensitivity; or the development of corridor management plans required
for designation through the Scenic Highways Program.
Tourist and welcome center facilities do not have to be on a designated scenic or historic
byway, but there must be a clear link to scenic or historic sites. This connection should
take into account the intrinsic characteristics that make an area or site scenic or
historic. A historic site should have evidence of documented consultation and concurrence
with the State Historic Preservation Officer or similar authority for determining the
historicity of a particular site.
The eligibility for TE funding for the provision of tourist and welcome centers applies to
both existing and new centers. This means that TE funds may be used for the construction
of a new facility and/or the restoration of an existing facility. This would include those
related construction actions necessary to provide the facility, such as interior fixtures
and parking areas. TE funds can be used to purchase and install items which support or
interpret the scenic or historic highway program or site including brochure racks for
interpretive materials or maps or kiosks. TE funds cannot be used for statewide programs,
marketing, or promotion not related to the scenic or historic highway program. TE funds
cannot be used for staffing, operating costs, or maintenance. TE funds should not be used
to purchase items such as racks for advertising or brochures for local or national
businesses.
The intent is not to use the category to simply repair and restore what are clearly rest
areas. The intent is to fund those activities clearly linked to scenic or historic
programs or scenic or historic sites.
The tourist or welcome center does not have to be immediately adjacent to an existing
Federal-aid highway facility. However, where it is determined that a proposed tourist or
welcome center would not be in connection with a particular Federal-aid highway facility,
the requirement to demonstrate a relationship to surface transportation must still be
taken into consideration. Additionally, evidence of a connection to a scenic or historic
site must be established. An example could include efforts and materials to direct members
of the traveling public to a specific local area site deemed to be of scenic or historic
significance. The visitor or welcome center should be publicly owned and open to the
public.
Landscaping and other scenic beautification.
This category includes landscape planning, design, and construction projects which enhance
the aesthetic or ecological resources along transportation corridors, points of access,
and lands qualifying for other categories of transportation enhancement activities.
Enhancement funds shall not be used for any required customary landscaping or aesthetic
treatments as part of the normal construction or reconstruction of transportation
facilities.
Landscape projects must be developed in accordance with Highway Landscaping, Chapter
14-40, Florida Administrative Code; Roadway and Traffic Design Standards, (Indexes 545,and
546); and FDOT's Plans Preparation Manual, and Florida Highway Landscape Guide.
Historic preservation.
Projects in this category should enhance the transportation system by improving the
ability of the public to appreciate the historic significance of the project itself or the
area to be served by the project. Funds may be used for the identification, evaluation,
recording, documentation, curation, acquisition, protection, rehabilitation,
interpretation, and restoration or any combination of the foregoing, of any historic or
archaeological district, site, building, structure, landscape, or object included in or
eligible for listing in the National Register of Historic Places as determined by the
State Historic Preservation Officer (SHPO). Projects in this category may satisfy the
eligibility requirement of relationship to the surface transportation system through a
pronounced visibility from the transportation system or by providing a conspicuous or
prominent impact on the traveling experience. Projects whose features are the basis of
scenic or historic highway designation also meet the relationship requirement.
Projects must have either a professional Historian, Architectural Historian, Historic
Architect, or Archaeologist meeting federal qualifications as outlined in 36 CFR 61,
Appendix A, Professional Qualifications Standards, serving in a principal capacity on the
project.
The proposed preservation activities must be consistent with the historical value of the
facility. A consistency determination must be obtained from the SHPO.
Protection, rehabilitation, restoration, maintenance, management, and stabilization
projects must adhere to historic or archaeological preservation principles. All
rehabilitation and restoration work must meet the Secretary of the Interior's Standards
for Historic Preservation Projects.
Identification, evaluation, documentation, and recording projects must adhere to the
following requirements:
Historic site survey work must meet the
Secretary of the Interior's Standards for Identification and Evaluation, including all
applicable federal, state, and local standards;
Documentation and recording must meet the standards of the Secretary of the Interior's
Standards and Guidelines for Architectural and Engineering Documentation;
Historical documentation must be conducted according to the Secretary of the Interior's
Standard for Historical Documentation; and
Archaeological surveys must meet the Secretary of the Interior's Standards for
Identification, Evaluation, and Archaeological Documentation.
Rehabilitation and operation of historic transportation buildings, structures, or
facilities (including historic railroad facilities and canals).
Historic transportation buildings are buildings or structures associated with the
operation, passenger and freight use, construction, or maintenance of any mode of
transportation where such building is listed in or eligible for listing in the National
Register of Historic Places as determined by the State Historic Preservation Officer
(SHPO).
Structures and facilities include tunnels, bridges, trestles, embankments, rails, or other
guideways, rolling stock, canal viaducts, tow paths, locks, lighthouses, stations, and
other manmade transportation features integrally related to the operation, passenger and
freight use, construction, or maintenance of any mode of transportation.
Rehabilitation means the process of returning the property to a state which makes possible
a contemporary use while preserving the significant historic features of that property.
Operation means the provision of access and service in a manner related to both the
continuation of contemporary transportation or non-transportation use consistent with the
historic character of the property and open to the general public on a not for profit
basis.
Projects must have either a professional Historian, Architectural Historian, Historic
Architect, or Archaeologist meeting federal qualifications as outlined in 36 CFR 61,
Appendix A, Professional Qualifications Standards, serving in a principal capacity on the
project.
The proposed rehabilitation or operation activities must be consistent with the historical
integrity of the facility and a "no adverse effect" determination should be
obtained from FHWA and SHPO before placing the proposed activity in the work program.
Rehabilitation work must meet the Secretary of the Interior's Standards and Guidelines for
Rehabilitation.
Preservation of abandoned railway corridors (including the conversion and use
thereof for pedestrian or bicycle trails).
This category includes the planning, acquisition, rehabilitation and development of
corridors for public uses including bicycle and pedestrian use. It permits the development
and rehabilitation of privately owned rail corridors open to the general public without
charge.
Project sponsors should be especially aware of the Real Estate Requirements applicable to
all TE activities when proposing projects for acquisition or preservation.
Project sponsors should also be aware of the Environmental Requirements and potential cost
that sometimes are associated with environmental clean-up on portions of rail corridors.
Projects that are for converting railway corridors to pedestrian or bicycle trail must
also meet the design standards listed under specific requirements for Provision of
facilities for pedestrians and bicycles.
Control and removal of outdoor advertising.
This category covers expenditures for the removal of existing signs, displays, and
devices. Projects must comply with a legal process that bases payments for removal on an
equitable appraisal.
Normally, signs to be removed must be non-conforming (not in compliance with the
requirements of Chapter 479, Florida Statutes, or Chapter 14-10, Florida Administrative
Code) to be a qualifying activity. However, any lawfully erected signs on a designated
scenic highway may be eligible for removal as a qualifying activity if local governments
have provided by ordinance that the signs removed may not be re-erected on the scenic
highway.
All qualifying activities to remove outdoor advertising signs must comply with the
requirements of the Federal Uniform Relocation Assistance and Real Property Acquisition
Policy Act.
Archaeological planning and research.
This category includes, but is not limited to, research on sites eligible for
transportation enhancement funds; experimental projects in archaeological site
preservation and interpretation; planning to improve identification, evaluation, and
treatment of archaeological sites; development of national and regional research designs;
and data recovery and synthetic research. Projects should be used for research or
interpretation of sites associated with transportation facilities. This category is not
for routine excavations.
Projects that deal with a specific historical or archaeological resource must be for a
resource that is listed or potentially eligible for listing on the National Register of
Historic Places (NRHP) as determined by the State Historic Preservation Officer (SHPO).
Projects must employ or include a professional serving in a principal capacity that meets
federal qualifications for Archaeology as outlined in 36 CFR 61, Appendix A, Professional
Qualifications Standards.
For preservation or interpretation activities, a current or realistic planned use or
protection consistent with the historical or archaeological value of the site must be
provided/discussed in the application.
All surveys must meet the Secretary of the Interior's Standards for Identification,
Evaluation, and Archaeological Documentation;
Environmental mitigation to address water pollution due to highway runoff or
reduce vehicle-caused wildlife mortality while maintaining habitat connectivity
The mitigation to address water pollution due to highway runoff is limited to facilities
and programs minimizing pollution from storm water runoff above required mitigation or
permitting regulations on highway facilities not classified as local roads. Projects that
demonstrate aesthetic and ecological methods for mitigation and enhance recharge are
encouraged. Examples of such projects for the area of water quality improvement in this
category of TE funding include:
-Retrofitting an existing highway by creating a wetland to filter highway runoff based on
the impacts from the road in terms of water pollution.
-Improving streams and drainage channels through landscaping to promote filtering and
improve the overall water quality conditions of receiving channels.
-Providing payment in-kind for existing highway water quality impacts that warrant
mitigation to regional or watershed-based planned improvement projects.
The selection of projects related to highway runoff should be based on documentation that
supports a water quality impairment directly related to highway runoff which indicates the
severity of that problem. This can be accomplished by (1) providing water quality data
such as sediment loads, heavy metals, inorganic salts, and oil and greases or by providing
pictures identifying the source of problem, (2) documenting impacts including fish kills
and algae growth, or (3) providing other sufficient documentation.
Many projects in this category will require a monitoring plan to measure the success of
the proposed project. The project sponsor should demonstrate the ability to implement and
monitor the success of the mitigation proposal prior to project selection and programming.
Monitoring requirements should be included as part of any maintenance agreement for the
project.
Mitigation to reduce the loss of wildlife while maintaining habitat connectivity is not
limited to threatened and endangered species, but includes any wildlife mortality directly
caused by vehicles. The determination of need for a wildlife crossing or control project
in a specific location should be based on migration patterns, habitat use and
distribution, and crossing characteristics of the wildlife through data collection on
safety of motorists, habitat fragmentation, and wildlife mortality. Examples of projects
eligible for funding in this TE category include:
-Projects designated as wildlife
underpasses or overpasses .
-Measures at areas identified as crossings for wildlife, which include the necessary
fencing and other markings and mitigation techniques associated with movement of wildlife
across transportation corridors.
-Bridge extensions to provide or improve wildlife passage and wildlife habitat
connectivity.
-Monitoring and data collection on habitat fragmentation and vehicle-related wildlife
mortality.
Coordination with and the support of the Florida Game and Fresh Water Fish Commission is
highly recommended prior to selecting or implementing any projects under this enhancement
activity.
Establishment of transportation museums.
Transportation Museums established using TE funds must meet the following definition of a
museum. The facility must; (1) be a legally organized not-for-profit institution or part
of a not-for-profit institution or government-entity; (2) be essentially educational in
nature; (3) have a formally stated mission; (4) have one full-time paid professional staff
member who has museum knowledge and experience and is delegated authority and allocated
financial resources sufficient to operate the museum effectively; (5) present regularly
scheduled programs and exhibits that use and interpret objects for the public according to
accepted standards; (6) have a formal and appropriate program of documentation, care, and
use of collections and /or tangible objects; and (7) have a formal and appropriate program
of presentations and maintenance of exhibits.
Establishment of transportation museums may provide funding of capital improvements. The
funds are not intended to reconstruct, refurbish, or rehabilitate existing museums, nor
portions of museums, that are not for transportation purposes. It does not cover
operations or maintenance of the facility. The museum must be related to surface
transportation. Establishment of transportation museums may include the costs of the
purchase of artifacts necessary for the
creation and operation of the facility. Displays, segments of buildings, or objects not
directly related to transportation may not be funded with TE funds. TE funds may be used
to build a new facility, add on a transportation wing to an existing facility, or convert
an existing building for use as a transportation museum.
The museum must be open to the public and run by a public, non-profit or not-for-profit
organization meeting the definition of museums stated above in this section. If entrance
fees are charged for the museum a portion of the fee should be provided for the long term
maintenance and operation of the facility.
TE funds may not be used to preserve aircraft or create an airport or air museum. Objects
or structures related to aviation are not normally eligible for TE funds. Landscaping and
other eligible TE activities may be appropriate for consideration for the road leading to
an aviation facility.